Dave Wilson

Bringing more than three decades of experience to his role, Dave serves as Chief Compliance Officer for KCD Financial and Guided Financial Advisors. Based in Green Bay, Dave has been licensed in the securities industry since 1988. He oversees regulatory updates, product due diligence, operational inquiries, and customer concerns, ensuring that both clients and representatives receive the highest level of professionalism and support.

Dave has built a strong reputation as a knowledgeable and trusted leader within the compliance field. His background allows him to provide valuable guidance in practice management, brokerage account problem-solving, and service-related issues, always working to maintain strong standards and consistent oversight. His efforts help ensure that advisors are well-equipped to navigate industry regulations and deliver an exceptional client experience.

Throughout his career, Dave has remained committed to upholding integrity and supporting the long-term success of both clients and advisors. He currently holds the Series 7, 24, 53, 63, and 65 securities registrations, demonstrating his extensive understanding of the financial and regulatory landscape.

Outside of work, Dave enjoys staying active, playing guitar with his band, spending time with family, and contributing to the continued development and success of the KCD and Guided Financial Advisors community.